-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LX4RpcUDocbkO5iuBH4P3aUb5KoDgMA1kOwPdJ0VMan0A6XiUuSvCNGMiy6zRQ6Q xxtMbq4jGyTjoJ0n2SrBMw== 0000898432-02-000025.txt : 20020413 0000898432-02-000025.hdr.sgml : 20020413 ACCESSION NUMBER: 0000898432-02-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHMITZ HAROLD R CENTRAL INDEX KEY: 0001164805 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 218 E HYERDALE DR CITY: GOSHEN STATE: CT ZIP: 06756 MAIL ADDRESS: STREET 1: 218 E HYERDALE DR CITY: GOSHEN STATE: CT ZIP: 06756 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANCER CORP /TX/ CENTRAL INDEX KEY: 0000768162 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 741591073 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-36771 FILM NUMBER: 2507322 BUSINESS ADDRESS: STREET 1: 6655 LANCER BLVD CITY: SAN ANTONIO STATE: TX ZIP: 78219 BUSINESS PHONE: 2103107000 MAIL ADDRESS: STREET 1: 6655 LANCER BLVD CITY: SAN ANTONIO STATE: TX ZIP: 78219 SC 13G 1 sched13g.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* LANCER CORPORATION ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ----------------------------------------------------------------- (Title of Class of Securities) 514614106 ----------------------------------- (CUSIP Number) DECEMBER 4, 2001 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - -------------------------------------------------------------------------------- CUSIP No. N/A - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON HAROLD R. SCHMITZ - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States Citizen - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 457,100 SHARES ------------------------------------------------------ BENEFICIALLY 6. SHARED VOTING POWER -0- OWNED BY -------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER 457,100 REPORTING -------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 457,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 2 Item 1. (a) Name of Issuer: LANCER CORPORATION (b) Address of Issuer's Principal Executive Offices: 6655 LANCER BOULEVARD SAN ANTONIO, TEXAS 78219 Item 2. (a) Name of Person Filing: HAROLD R. SCHMITZ (b) Address of Principal Business Office: 218 EAST HYERDALE DRIVE GOSHEN, CONNECTICUT 06756 (c) Citizenship: UNITED STATES CITIZEN (d) Title of Class of Securities: COMMON STOCK, $0.01 PAR VALUE (e) CUSIP Number: 514614106 3 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check the status of the person filing NOT APPLICABLE Item 4. Ownership (a) Amount beneficially owned: 457,100 (b) Percent of class: 5.0% (c) Number of shares as to which the person has (i) Sole power to vote or to direct the vote: 457,100 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or direct the disposition of: 457,100 (iv) Shared power to dispose or to direct the disposition of: -0- Harold R. Schmitz may be deemed to be the beneficial owner of 457,100 shares of the Issuer's common stock, which represents 5.0% of the Issuer's 9,127,757 issued and outstanding shares as of October 31, 2001, as reported by the Issuer pursuant to its Form 10-Q filed with the Securities and Exchange Commission on November 13, 2001. Item 5. Ownership of Five Percent or Less of a Class NOT APPLICABLE 4 Item 6. Ownership of More than Five Percent on Behalf of Another Person NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person NOT APPLICABLE Item 8. Identification and Classification of Members of the Group NOT APPLICABLE Item 9. Notice of Dissolution of Group NOT APPLICABLE Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 8, 2002 /s/ Harold R. Schmitz --------------------- HAROLD R. SCHMITZ 6 -----END PRIVACY-ENHANCED MESSAGE-----